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The quest to root violent criminality in organic shortcomings
has a long and, viewed with the wisdom of hindsight, sometimes
silly history. Lombroso's diagnostic taxonomy of criminal
physical features, the phrenology of Gall, Kretschmer's body
typing and, more recently, the attempt to link the XYY or
"supermale" genetic constitution to criminality
are textbook cases of fruitless efforts to explain bad behavior
as the outcome of bad biology.
Contemporary endeavors are, on the whole, far more sound
in their scientific methods, if thus far not much more compelling.
Studies linking persistent impulsive aggression to deficits
or excesses of various juices of the brain (dopamine, GABA,
MAOA), the nether regions (testosterone, estrogen), or parts
in between (adrenal steroids) have yielded occasionally suggestive
but generally equivocal findings. The same applies to research
on areas of the brain, the most traveled in this search being
the frontal and temporal lobes, amygdala, and hypothalamus.
One promising exception is the neurotransmitter serotonin.
Dozens of studies have found that people with documented histories
of impulsive violence have, on the average, a reduction in
function of the serotonin system relative to people without
such a profile. This has been found whether serotonin function
is assessed by lumbar spinal tap of cerebrospinal fluid to
determine the quantity of serotonin's metabolic byproduct
or by less direct measures, such as the magnitude of biochemical
response to ingestion of a substance that increases serotonin
production.
These and other methods are quite removed from direct assay
of serotonin function in the brain, but the correlation between
serotonin deficit and impulsive violence, both self- and other-directed,
is a recurrent finding nonetheless. Moreover, studies in non-human
animals in which serotonin levels were experimentally reduced
through chemical intervention found an increase in aggressive
behavior (compared to control animals subjected to identical
delivery of an inert substance), suggesting that the correlation
found in human research reflects a true causal relationship.
In the serotonin deficit, then, we seem to have a constitutional
flaw underlying the syndrome of impulsive violent behavior.
If serotonin abnormalities are truly linked in a specific
way to aggression as opposed to behavior problems more generally,
then we have a window into not just pathologies of aggression
but the normal neurobiology of aggression as well. This discovery
also provides a basis for intelligent conjecture about the
selective forces governing the evolution of both serotonin
and aggression in animals in general, primates more specifically,
and humans in particular.
Yet one needn't be a student of neurotransmitters to wonder
about the specificity of the connection between serotonin
and aggression. A regular reader of New York Times articles
on human behavior and health, for example, might well be troubled
in attempting to collate the implicit claim that serotonin
is the "aggression chemical" with reports that underactive
serotonin circuits are also the cause of migraines (July 24,
1996, section C, p. 8), extreme shyness (May 18, 1999, section
C, p. 1), obsessive-compulsive disorder (February 16, 1997,
section 13CN, p. 3), anxiety and pessimism (November 29, 1996,
section A, p. 1), and "restless leg" syndrome (night
cramps) (April 10, 1996, section C, p. 10). A survey of popular
books on the virtues of keeping one's serotonin up will reveal
that a deficit of this substance is responsible for craving
and hence addiction to gambling, drugs, sex, and food (The
Craving Brain, Ronald Ruden and Marcia Byalick); that, in
addition to controlling emotion, serotonin is in charge of
"intellect" (Naturally Slim & Powerful, Philip
Lipetz and Jean Zevnik); and that serotonin is the culprit
in insomnia (5-HTP: The Natural Way to Boost Serotonin and
Overcome Depression, Obesity and Insomnia, Michael T. Murray).
Combine this litany of affliction with the knowledge that
tens of millions of people are being prescribed Prozac, a
serotonin enhancer, on the apparently well-established medical
belief that depression derives fromyesa serotonin
deficit, and, unless all of these reports and claims are dismissed
as baseless, one is justified in concluding that a serotonin
shortage manifests itself in a congeries of emotional and
behavioral problems, including but by no means limited to
aggression.
That conclusion is certainly consonant with the fact that
serotonergic neurons, which reside in the brainstem, project
their axons into many and functionally diverse regions of
the brain, including the amygdala, hypothalamus, hippocampus,
cerebellum, and temporal and prefrontal regions of the cerebral
cortex. It would be surprising, given this wide ramification,
if abnormalities of the serotonin system affected aggression
in a specific way.
Just how sound are the numerous studies reporting a specific
association between diminished serotonin function and violent
behavior? A meta-analysis of this literature by Balaban and
colleagues (1996) is illuminating. From 70 studies, Balaban
chose 39 that provided sufficient information for an analysis
employing the variables Balaban thought pertinent to answering
the question. The subjects in these studies fall into three
categories: violent psychiatric patients, nonviolent psychiatric
or neurological patients, and normal, healthy control subjects.
Not all studies employed all three groups, but a typical finding
of those that did was reduced serotonin in the violent psychiatric
group compared to both the nonviolent patients and normal
controls, with no difference between the latter two, indicating
that serotonin deficiency is associated specifically with
violent psychiatric conditions rather than with serious psychiatric
problems in general.
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